Conflicts of Interest Policy

Conflicts of Interest Policy
This document evidences your company’s understanding of the procedures in place to manage all potential and actual conflict and outline the rules regarding such issues.

SYSC 10.1.1 states businesses must take reasonable steps to identify these conflicts and the responsibilities of your workforce and your company in resolving these.

Updated Feb 22 with addition of relevant training modules available to help with the implementation of this policy.

This document has been updated to incorporate Consumer Duty regulatory guidelines. 09/23
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