Compliance Breach Reporting Register

You should record and notify the FCA if a breach has occurred or if you have information that reasonably suggests a breach may occur and have a significant adverse effect on your company’s reputation or be of serious detriment to a client.

You must notify the FCA immediately of any such potential or actual breach, and regularly review the reporting document to aid you to meet the FCA’s requirements.

10.00 (ex. VAT)