AR/IAR agreement

AR/IAR agreement
This is an Appointed Representative/ Introducer Appointed Representative Agreement.

This is a contract documenting the arrangement between the Principal and the AR/IAR. The principal takes full responsibility for ensuring that the AR/IAR complies with the FCA rules and operates within the permissions held by the principal firm.
The document takes into account Consumer Duty and includes a clause for agreeing to comply with the cross-cutting rules and four consumer outcomes.

This is a mandatory requirement and must be signed and in place between all AR’s/IAR’s and their principal firm.

We would recommend this template is reviewed by a solicitor before use.
90.00 (ex. VAT)
 

Related Documents

No products found