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AR/IAR agreement
This is an Appointed Representative/ Introducer Appointed Representative Agreement.
This is a contract documenting the arrangement between the Principal and the AR/IAR. The principal takes full responsibility for ensuring that the AR/IAR complies with the FCA rules and operates within the permissions held by the principal firm.
The document takes into account Consumer Duty and includes a clause for agreeing to comply with the cross-cutting rules and four consumer outcomes.
This is a mandatory requirement and must be signed and in place between all AR’s/IAR’s and their principal firm.
We would recommend this template is reviewed by a solicitor before use.
Your price:
90.00
(ex. VAT)
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